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Angelica Lopez

Raymond James Financial Services Advisors, INC
21 Years of Experience
Albuquerque, NM
1 DisclosureBrokerSells Insurance
View SEC Summary
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Angelica Lopez is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Albuquerque, NM, with 21 years of industry experience. Angelica is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8206 Louisiana Blvd, NE, Suite A, Albuquerque, NM, 87113

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2021
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Angelica is involved in several outside business activities, including business and intuitive coaching, selling supplemental insurance benefits through Colonial Life, selling essential oils, working as a Medicare insurance specialist, and authoring books. She dedicates about 10-20% of her time to Colonial Life and The Road Ahead, while the other activities require minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2023 - Present · 3 yrs 5 mos
Raymond James Financial Services, INC.Broker
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Commonwealth Financial Network
January 2023 - March 2023 · 2 mos
Commonwealth Financial NetworkBroker
January 2023 - March 2023 · 2 mos
Trivelloni Asset Management
May 2019 - November 2022 · 3 yrs 6 mos
PFS Investments INC.Broker
April 2005 - May 2019 · 14 yrs 1 mo
State Registrations9 states
AZFLINMINJNMOHOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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