William Baker is a registered investment advisor at Carter, Terry & Company, INC., based in Atlanta, GA, with 34 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 168 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 2.00% |
| $2.0M - $5.0M | 1.80% |
| $5M+ | 1.50% |
All fees are negotiable at the firm's sole discretion.
Fee Estimator
Location
3340 Peachtree Road Suite 1400, Atlanta, GA, 30326
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is the 100% owner and President of William Baker & Associates, a non-investment related business. He spends minimal time on this activity.
Employment History
Current Registrations
Carter, Terry & Company, INC.
Carter, Terry & Company, INC.Broker
Carter, Terry & Company, INC.
Previous Registrations
Wilbanks Securities Advisory
Wilbanks Securities, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Raymond James & Associates, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Matthew SmithCarter, Terry & Company, INC.
- Brian AdamsCarter, Terry & Company, INC.
- Joann Penovi, CFPCarter, Terry & Company, INC.
- James DiffleyCarter, Terry & Company, INC.
- Timothy TerryCarter, Terry & Company, INC.
- Jeffry HaspelCarter, Terry & Company, INC.