DK
CFP
DK
CFP
Douglas Karr is a CFP-designated registered investment advisor, based in New Orleans, LA, with 29 years of industry experience.
Location
201 St Charles Avenue, Suite 4207, New Orleans, LA, 70170
Get directionsHistory
Regulatory History (1)
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Regulatory
January 1999Final
Other Business ActivitiesSells Insurance
Douglas works as a wholesaler for Capital Investment Management, soliciting annuities, which takes about a quarter of his time. He is also an IAR Rep for TLG Advisors Inc, but dedicates no time to this activity.
Employment History
Current Registrations
Tlg Advisors, INC.
March 2021 - Present · 5 yrs 2 mos
The Leaders Group, INC.
March 2021 - Present · 5 yrs 2 mos
The Leaders Group, INC.Broker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Advisors Asset Management, INC.Broker
July 2019 - July 2020 · 1 yr
Gwfs Equities, INC.Broker
April 2017 - March 2019 · 1 yr 11 mos
Investment Advisors
February 2010 - March 2017 · 7 yrs 1 mo
Proequities, INC.Broker
February 2010 - March 2017 · 7 yrs 1 mo
Sunamerica Capital Services, INC.Broker
March 2006 - February 2009 · 2 yrs 11 mos
Nationwide Investment Services CorporationBroker
December 2005 - March 2006 · 3 mos
Invest Financial Corporation
April 2003 - July 2004 · 1 yr 3 mos
Invest Financial CorporationBroker
March 2003 - July 2004 · 1 yr 4 mos
Sal Financial Services, INC.Broker
August 2002 - April 2003 · 8 mos
Bb&t Investment Services, INC.
April 2002 - July 2002 · 3 mos
Bb&t Investment Services, INC.Broker
March 2001 - July 2002 · 1 yr 4 mos
Liberty Securities CorporationBroker
August 1998 - April 2000 · 1 yr 8 mos
Independent Financial Securities, INC.Broker
March 1997 - August 1998 · 1 yr 5 mos
Southtrust Securities, INC.Broker
June 1995 - January 2001 · 5 yrs 7 mos
Southtrust Investment Services, INC.Broker
September 1994 - June 1995 · 9 mos
Southtrust Securities, INC.Broker
September 1992 - August 1994 · 1 yr 11 mos
State Registrations3 states
FLGALA
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.