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Timothy Costello

33 Years of Experience
Paramus, NJ
1 DisclosureBroker

Timothy Costello is a registered investment advisor at UBS Financial Services INC., based in Paramus, NJ, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

61 South Paramus Road, Mack Center Iv, Paramus, NJ, 07652

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History

Regulatory History (1)
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Customer Dispute
February 2003
Denied
Employment History
Current Registrations
UBS Financial Services INC.Broker
November 2017 - Present · 8 yrs 10 mos
UBS Financial Services INC.
November 2017 - Present · 8 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2009 - November 2017 · 8 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2009 - November 2017 · 8 yrs 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - July 2009 · 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - July 2009 · 1 mo
Citigroup Global Markets INC.
May 2002 - June 2009 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
February 2000 - June 2009 · 9 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1992 - February 2000 · 7 yrs 2 mos
State Registrations32 states
ARAZCACOCTDCDEFLGAILINMAMDMEMIMOMTNCNHNJNVNYPARISCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.