Julio Guemes is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
200 S. Biscayne Blvd., Miami, FL, 33131
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Regulatory History (1)
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Customer Dispute
January 2000Award / Judgment
Employment History
Current Registrations
Morgan Stanley
May 2021 - Present · 5 yrs
Morgan StanleyBroker
May 2021 - Present · 5 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2007 - May 2021 · 14 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
February 2007 - May 2021 · 14 yrs 3 mos
Fahnestock Asset Management
March 2006 - February 2007 · 11 mos
Oppenheimer & CO. INC.Broker
January 2003 - February 2007 · 4 yrs 1 mo
Cibc World Markets CORP.Broker
October 1994 - January 2003 · 8 yrs 3 mos
Barclays De Zoete Wedd Securities INC.Broker
February 1994 - August 1994 · 6 mos
State Registrations13 states
CACODEFLILKYMDMTNCNYSDTXWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.