Christopher Gallo
Christopher Gallo is a registered investment advisor at Hilltop Securities INC., based in San Francisco, CA, with 33 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 3,407 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 3.00% |
| $250K - $500K | 2.50% |
| $500K - $1000K | 2.25% |
| $1.0M - $4.0M | 2.00% |
| $4M+ | 1.85% |
Rates reflect maximum wrap fee schedules across primary advisory programs (such as Compass UMA and Gateway FSP). Fees are negotiable and vary by program.
Fee Estimator
Location
50 California Street, Suite 2650, San Francisco, CA, 94111
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2005Employment History
Current Registrations
Hilltop Securities INC.
Hilltop Securities INC.Broker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Cibc World Markets CORP.Broker
Sutro & CO. IncorporatedBroker
First California Capital Markets Group, INC.Broker
Mclaughlin, Piven, Vogel Securities, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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