Christopher Gallo
Christopher Gallo is a registered investment advisor at Hilltop Securities INC., based in San Francisco, CA, with 33 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments. Their firm serves 2,241 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Horizon Program fee is a negotiated annual flat fee, not to exceed 1.75%, billed quarterly in advance. This fee covers investment advice and reporting. The fee is debited from a separate account the client has with Hilltop Securities, not directly from the Horizon account. The value of alternative investments is based on information provided by the product sponsors and administrators, which may be delayed and not current. This fee is in addition to the investment management fees and other expenses charged by the Alternative Investment Funds and Structured Products.
Location
50 California Street, Suite 650, San Francisco, CA, 94111
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Regulatory History (1)
Customer Dispute
July 2005Employment History
Current Registrations
Hilltop Securities INC.
Hilltop Securities INC.Broker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Cibc World Markets CORP.Broker
Sutro & CO. IncorporatedBroker
First California Capital Markets Group, INC.Broker
Mclaughlin, Piven, Vogel Securities, INC.Broker
State Registrations21 states
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