TC
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Theresa Chacopulos
32 Years of Experience
Scottsdale, AZ
4 DisclosuresBroker
Theresa Chacopulos is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2004Denied
Customer Dispute
April 2003Denied
Customer Dispute
August 2002Denied
Customer Dispute
July 1999Denied
Employment History
Current Registrations
Morgan Stanley
October 2013 - Present · 12 yrs 7 mos
Morgan Stanley
October 2013 - Present · 12 yrs 7 mos
Morgan StanleyBroker
October 2013 - Present · 12 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2011 - October 2013 · 2 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2011 - October 2013 · 2 yrs 9 mos
Wells Fargo Investments, LLC
March 2009 - January 2011 · 1 yr 10 mos
Wells Fargo Brokerage Services, L.L.C.Broker
December 2000 - August 2002 · 1 yr 8 mos
Wells Fargo Investments, LLCBroker
December 2000 - January 2011 · 10 yrs 1 mo
Wells Fargo Securities INC.Broker
January 1999 - May 2001 · 2 yrs 4 mos
Wells Fargo Brokerage Services, L.L.C.Broker
May 1997 - December 2000 · 3 yrs 7 mos
Wells Fargo Securities INC.Broker
August 1996 - June 1997 · 10 mos
First Interstate Investments,inc.Broker
July 1995 - August 1996 · 1 yr 1 mo
Essex National Securities, INC.Broker
January 1994 - November 1995 · 1 yr 10 mos
State Registrations20 states
AZCACOGAILMAMIMNMTNCNENYOHOKPATNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.