Karen Tarpey
Karen Tarpey is a registered investment advisor at Ameriprise Financial Services, LLC, based in Melville, NY, with 31 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
445 Broadhollow Rd, Ste 317, Melville, NY, 11747-3601
Get directionsHistory
Regulatory History (2)
Judgment / Lien
February 2024Judgment / Lien
February 2024Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
UBS Financial Services INC.Broker
Kirlin Securities INC.Broker
The Dreyfus Service CorporationBroker
State Registrations14 states
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