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Scott Feher

LPL Financial LLC
33 Years of Experience
Walnut Creek, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Scott Feher is a registered investment advisor at LPL Financial LLC, based in Walnut Creek, CA, with 33 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1981 N Broadway Ste 320, Walnut Creek, CA, 94596

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Scott is involved with Blue Sky Financial Management Inc as a business entity for tax/investment purposes, dedicating minimal time. He also operates Scott Feher and Associates as a DBA for his LPL business, taking nearly full-time.

Employment History
Current Registrations
LPL Financial LLC
April 2019 - Present · 7 yrs 6 mos
LPL Financial LLCBroker
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
Cetera Advisors LLC
March 2013 - May 2019 · 6 yrs 2 mos
Cetera Advisors LLCBroker
March 2013 - May 2019 · 6 yrs 2 mos
Ameriprise Financial Services, INC.Broker
October 2012 - March 2013 · 5 mos
Ameriprise Financial Services, INC.
October 2012 - March 2013 · 5 mos
Centaurus Financial, INC.
November 2004 - October 2012 · 7 yrs 11 mos
Centaurus Financial, INC.Broker
November 2004 - October 2012 · 7 yrs 11 mos
Sentra Securities CORP
January 2002 - November 2004 · 2 yrs 10 mos
Sentra Securities CorporationBroker
December 2001 - November 2004 · 2 yrs 11 mos
Sii Investments, INC.Broker
March 1998 - December 2001 · 3 yrs 9 mos
Liberty Securities CorporationBroker
December 1997 - March 1998 · 3 mos
Fn Investment CenterBroker
January 1996 - October 1997 · 1 yr 9 mos
Liberty Securities CorporationBroker
May 1994 - February 1996 · 1 yr 9 mos
Pruco Securities CorporationBroker
October 1992 - June 1994 · 1 yr 8 mos
State Registrations19 states
AZCAFLGAHIIAIDILMAMINENMNVNYORTNTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Scott Feher - Financial Advisor | TrueAdvisor