MG
MG
Michael Guidroz
33 Years of Experience
Irvine, CA
2 DisclosuresBroker
Michael Guidroz is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Irvine, CA, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
7545 Irvine Center Drive, Suite 200, Irvine, CA, 92618
Get directionsHistory
Regulatory History (2)
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Customer Dispute
July 1998Denied
Criminal
March 1987Final Disposition
Other Business Activities
Michael is an owner of Capital Wealth Advisors, a support company. He dedicates minimal time to this business.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2012 - Present · 13 yrs 8 mos
Raymond James Financial Services, INC.Broker
August 2012 - Present · 13 yrs 9 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2011 - August 2012 · 1 yr 7 mos
Wells Fargo Advisors, LLC
January 2011 - August 2012 · 1 yr 7 mos
Wells Fargo Investments, LLC
February 2009 - January 2011 · 1 yr 11 mos
Wells Fargo Investments, LLCBroker
February 2009 - January 2011 · 1 yr 11 mos
UBS Financial Services INC.Broker
November 2002 - February 2009 · 6 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1992 - November 2002 · 10 yrs
State Registrations4 states
AZCACOTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.