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Michael Guidroz

Raymond James Financial Services Advisors, INC
33 Years of Experience
Irvine, CA
2 DisclosuresBroker
View SEC Summary
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Michael Guidroz is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Irvine, CA, with 33 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7545 Irvine Center Drive, Suite 200, Irvine, CA, 92618

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 1998
Denied
Criminal
March 1987
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is an owner of Capital Wealth Advisors, a support company. He dedicates minimal time to this business.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2012 - Present · 14 yrs 1 mo
Raymond James Financial Services, INC.Broker
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
January 2011 - August 2012 · 1 yr 7 mos
Wells Fargo Advisors, LLC
January 2011 - August 2012 · 1 yr 7 mos
Wells Fargo Investments, LLC
February 2009 - January 2011 · 1 yr 11 mos
Wells Fargo Investments, LLCBroker
February 2009 - January 2011 · 1 yr 11 mos
UBS Financial Services INC.Broker
November 2002 - February 2009 · 6 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1992 - November 2002 · 10 yrs
State Registrations4 states
AZCACOTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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