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Jonathan Schiff

Raymond James Financial Services Advisors, INC
30 Years of Experience
Irvine, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Jonathan Schiff is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Irvine, CA, with 30 years of industry experience. Jonathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9271 Research Drive, Irvine, CA, 92618

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2001
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jonathan is an insurance agent selling various insurance products, dedicating a few hours per week to this activity. He also owns Ocelot Spectrum Financial LLC, a support company for his RJFS practice, and Ocelot Spectrum Research LLC, which owns and leases an office condo to his RJFS practice, dedicating minimal time to each.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2010 - Present · 16 yrs 3 mos
Raymond James Financial Services, INC.
July 2010 - Present · 16 yrs 3 mos
Raymond James Financial Services, INC.Broker
July 2010 - Present · 16 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
October 1999 - July 2010 · 10 yrs 9 mos
UBS Financial Services INC.Broker
October 1999 - July 2010 · 10 yrs 9 mos
Financial West GroupBroker
May 1996 - September 1999 · 3 yrs 4 mos
MML Investors Services, INC.Broker
March 1996 - May 1996 · 2 mos
State Registrations22 states
ALAZCACOFLGAHIIDILMIMNMTNVNYOHOKORSCTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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