TrueAdvisor
TrueAdvisor
NE
NE

Norman Eccarius

Horter Investment Management, LLC
30 Years of Experience
Saint Charles, MO
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Norman Eccarius is a registered investment advisor at Horter Investment Management, LLC, based in Saint Charles, MO, with 30 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,337 clients with $310M in assets under management.

Horter Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28 advisors
Number of Clients
1,337 clients
Average Client Portfolio
$235K average
Assets Under Management
$314.5M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.99%

Maximum annual fee is 1.99% for standard portfolio management programs. Certain strategies like indexed retirement funds (0.50%), alternative investments (1.25%), and non-discretionary accounts (0.10%) have different rates. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Saint Charles, MO

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011
Settled
Regulatory
February 1997
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Norman works as an insurance agent for Eccarius Financial, focusing on insurance sales and services. This activity takes nearly full-time hours.

Employment History
Current Registrations
Horter Investment Management, LLC
January 2026 - Present · 9 mos
Previous Registrations
Ae Wealth Management, LLC
November 2023 - January 2026 · 2 yrs 2 mos
Center Street Advisors, INC.
June 2017 - August 2020 · 3 yrs 2 mos
National Planning Corporation ("npc of America" in Fl & Ny)
November 2008 - February 2017 · 8 yrs 3 mos
National Planning CorporationBroker
March 2008 - February 2017 · 8 yrs 11 mos
Saxony Securities, INC.Broker
April 2002 - March 2008 · 5 yrs 11 mos
Lasalle St Securities, L.L.C.Broker
October 2001 - April 2002 · 6 mos
C. P. S. Advisors, INC.
August 1999 - October 2008 · 9 yrs 2 mos
Eisner Securities, INC.Broker
January 1999 - October 2001 · 2 yrs 9 mos
Royal Alliance Associates, INC.Broker
July 1995 - January 1999 · 3 yrs 6 mos
Washington Square Securities, INC.Broker
January 1993 - July 1995 · 2 yrs 6 mos
State Registrations1 state
MO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Saint Charles, MO →All financial advisors in Missouri →