Norman Eccarius
Norman Eccarius is a registered investment advisor at Horter Investment Management, LLC, based in Saint Charles, MO, with 29 years of industry experience. Norman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 1,302,710 clients with $280M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Horter Investment Management charges an annual advisory fee based on a percentage of the value of your investments, assessed quarterly. The maximum annual fee is 1.99%, which includes investment management, program administration, and financial professional compensation. Fees may be negotiable based on factors like client type and account size. Horter offers different portfolio management programs with varying fees. For retirement plan asset management using indexed funds, the fee is 0.50%. Non-discretionary accounts are charged 0.1% with a $50 minimum quarterly fee.
Location
Saint Charles, MO
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2011Regulatory
February 1997Other Business ActivitiesSells Insurance
Norman works as an insurance agent for Eccarius Financial, focusing on insurance sales and services. This activity takes nearly full-time hours.
Employment History
Current Registrations
Horter Investment Management, LLC
Previous Registrations
Ae Wealth Management, LLC
Center Street Advisors, INC.
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Saxony Securities, INC.Broker
Lasalle St Securities, L.L.C.Broker
C. P. S. Advisors, INC.
Eisner Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Washington Square Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.