James Erben is a registered investment advisor at Erben Associates, LLC, based in Austin, TX, with 33 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Retirement Planning. Their firm serves 122 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Erben Associates does not directly manage investments for individuals. They offer a Manager of Managers Program where they select third-party investment advisors to manage client portfolios. The fees for these services are paid to the third-party advisor, and Erben Associates receives a portion of that fee, typically ranging from 0.50% to 1.00% of the client's assets managed by the third-party advisor.
Location
300 Beardsley Lane, Bldg. D, Suite 200, Austin, TX, 78746
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is appointed with various outside insurance carriers for brokering non-registered insurance products through Erben Associates LLC. He is also involved in several other business activities, including real estate, speaking engagements, and business development, taking about a quarter of his time for Erben Associates LLC and EA M&A LLC.
Employment History
Current Registrations
Erben Associates, LLC
M Holdings Securities, INC.Broker
Previous Registrations
Erben Associates, LLC
Eagle Strategies LLC
Nylife Securities LLCBroker
State Registrations23 states
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