James Dolan
James Dolan is a CFP-designated registered investment advisor at LPL Financial LLC, based in St. Petersburg, FL, with 32 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2553 1st Avenue North, St. Petersburg, FL, 33713
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2005Other Business ActivitiesSells Insurance
James operates under the DBA Vision Financial Group, Inc. and sells fixed annuities. He also owns rental real estate, including an office building where LPL offices will be located, and rents property to his sister and mother, who is a client.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
A. G. Edwards & Sons, INC.Broker
Investment Management & Research, INCBroker
Raymond James & Associates, INC.Broker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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