James Dolan
James Dolan is a CFP-designated registered investment advisor at LPL Financial LLC, based in St. Petersburg, FL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2553 1st Avenue North, St. Petersburg, FL, 33713
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Regulatory History (1)
Customer Dispute
November 2005Other Business ActivitiesSells Insurance
James operates under the DBA Vision Financial Group, Inc. and sells fixed annuities. He also owns rental real estate, including an office building where LPL offices will be located, and rents property to his sister and mother, who is a client.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
A. G. Edwards & Sons, INC.Broker
Investment Management & Research, INCBroker
Raymond James & Associates, INC.Broker
State Registrations42 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.