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JL
CFP
JL
CFP

Jonathan Levine

UBS Financial Services INC.
33 Years of Experience
Portland, OR
1 DisclosureBroker
View SEC Summary
View SEC Summary

Jonathan Levine is a CFP-designated registered investment advisor at UBS Financial Services INC., based in Portland, OR, with 33 years of industry experience. Jonathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

760 SW 9th Ave, Suite 2450, Portland, OR, 97205

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2002
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jonathan is a member of a finance committee for Literary Arts, a cultural establishment promoting reading and writing, and treasurer for Oregon Wine Brotherhood, a wine education and enjoyment organization. He also owns Kleiman Consulting LLC and rental real estate property with his wife.

Employment History
Current Registrations
UBS Financial Services INC.
February 2019 - Present · 7 yrs 8 mos
UBS Financial Services INC.Broker
February 2007 - Present · 19 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
February 2007 - December 2007 · 10 mos
Mcdonald Investments INC.
October 2005 - February 2007 · 1 yr 4 mos
Mcdonald Investments INC.Broker
May 1999 - February 2007 · 7 yrs 9 mos
Key Investments INC.Broker
April 1997 - May 1999 · 2 yrs 1 mo
Wells Fargo Securities INC.Broker
August 1996 - April 1997 · 8 mos
First Interstate Investments,inc.Broker
October 1995 - August 1996 · 10 mos
Essex National Securities, INC.Broker
September 1995 - November 1995 · 2 mos
Putnam Mutual Funds CORP.Broker
March 1993 - April 1995 · 2 yrs 1 mo
American Express Financial Advisors INC.Broker
October 1992 - May 1993 · 7 mos
Ids Life Insurance CompanyBroker
October 1992 - May 1993 · 7 mos
State Registrations33 states
AKAZCACOCTDCDEFLGAHIIDILINMAMIMNMOMTNCNJNMNVNYOHORPATNTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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