David Rix
David Rix is a registered investment advisor at Morningstar Investment Management LLC, based in Centerville, UT, with 29 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 515,981 clients with $88B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
Centerville, UT
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David works as a public safety officer at a ski resort, patrolling the property and responding to medical issues. This takes about 10-20% of his time and is weekend work only.
Employment History
Current Registrations
Morningstar Investment Management LLC
Previous Registrations
Morningstar Investment Services LLCBroker
Captrust
Capfinancial Securities, LLC.Broker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Transamerica Retirement Advisors, LLC
Transamerica Investors Securities CorporationBroker
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Tiaa-Cref Individual & Institutional Services, LLCBroker
E*trade Securities LLCBroker
Fidelity Brokerage Services LLCBroker
Fidelity Investments Institutional Services Company, INC.Broker
Fidelity Brokerage Services LLCBroker
Pruco Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Chad Kelley, CFPAlliance Wealth Advisors, LLC
- Zachary Calder, CFPSteward Partners Investment Advisory, LLC
- Francis Cowan, CFACentury Funds Management INC
- Stephen Calder, CFPSteward Partners Investment Advisory, LLC
- Joseph Cannon, CFPOak Lane Advisors
- Alan Hodgson, CFPCwm, LLC