William Payne
William Payne is a registered investment advisor at Calton & Associates, INC., based in Houston, TX, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
5718 Westheimer, Suite 950A, Houston, TX, 77057
Get directionsHistory
Regulatory History (2)
Regulatory
November 2013Regulatory
August 1999Other Business ActivitiesSells Insurance
William is a partner at Tri Star Group (financial advisor) and Tri Star Advisors (registered investment advisory), dedicating about half of his time to each. He also works through Dietrich & Associates and ECA Marketing as an insurance sales representative selling annuities, spending about 10-20% of his time on this.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Tri-Star Advisors, INC.
Previous Registrations
Calton & Associates, INC.Broker
Tri-Star FinancialBroker
Securities America, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.