Dean Harvey
Dean Harvey is a CFP-designated registered investment advisor at Calton & Associates, INC., based in Houston, TX, with 28 years of industry experience. Dean is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.60% |
Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.
Fee Estimator
Location
Houston, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dean is a trustee for Lydia Patterson Institute, an IAR for Westpark Wealth Advisors, Inc. (taking about half his time), and the owner of Harvey Financial Strategies (full-time), where he offers planning, insurance, securities, and asset advisory services. He also works with Penn Mutual Life Insurance Company and HFS LLC.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Calton & Associates, INC.
Westpark Wealth Advisors, INC.
Previous Registrations
Ims Securities, INC.Broker
Ims Securities, Inc.dba Ims Financial Advisors, INC
Ws Griffith Securities, INC.Broker
Pruco Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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