Jon Vaughan
Jon Vaughan is a CFA-designated registered investment advisor at Calton & Associates, INC., based in Houston, TX, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
5718 Westheimer, Suite 950A, Houston, TX, 77057
Get directionsHistory
Regulatory History (1)
Regulatory
November 2013Other Business Activities
Jon is involved in several business activities, including real estate holdings as an investor, securities marketing as an officer of TRI-STAR GROUP (taking about a quarter of his time), and as a partner and investment advisor representative for TRI-STAR ADVISORS INC (taking about half of his time). He also is a partner in CNACV, LLC, an accounting mechanism for bill paying, dedicating minimal time to it.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Tri-Star Advisors, INC.
Previous Registrations
Parallax Asset Management
Tri-Star FinancialBroker
Murchison Investment Bankers, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.