Lisa Nelson
Lisa Nelson is a registered investment advisor at Cetera Investment Advisers LLC, based in Raleigh, NC, with 26 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
9121 Anson Way Suite 204, Raleigh, NC, 27615
Get directionsHistory
Regulatory History (4)
Judgment / Lien
June 2003Judgment / Lien
June 1998Judgment / Lien
April 1998Judgment / Lien
September 1994Other Business Activities
Lisa is a branch operations manager for Nelson Wealth Advisors, a DBA for her securities business, working full-time. She is also an elected board member of The "I March On" Foundation, Inc., dedicating minimal time to approving or denying requests to facilitate the foundation's mission.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital CORP.Broker
Investors Capital Advisory
Investors Capital Advisory
Investors Capital CORP.Broker
Sterne Agee Financial Services, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Wachovia Securities, INC.Broker
A. G. Edwards & Sons, INC.Broker
Interstate/johnson Lane CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.