Jorge Vergara
Jorge Vergara is a registered investment advisor at LPL Financial LLC, based in Nutley, NJ, with 33 years of industry experience. Jorge is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
359 Centre Street Ste. 2, Nutley, NJ, 07110
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2010Customer Dispute
February 2006Customer Dispute
March 2003Other Business ActivitiesSells Insurance
Jorge is a notary public, spends full-time on Essex Wealth Advisory Holdings LLC and Essex Wealth Advisory (DBA for LPL business), and dedicates minimal time to Essex Wealth Advisory Holdings, LLC. He also spends minimal time on non-variable insurance.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Dime Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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