Jorge Vergara
Jorge Vergara is a registered investment advisor at LPL Financial LLC, based in Nutley, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
359 Centre Street Ste. 2, Nutley, NJ, 07110
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2010Customer Dispute
February 2006Customer Dispute
March 2003Other Business ActivitiesSells Insurance
Jorge is a notary public, spends full-time on Essex Wealth Advisory Holdings LLC and Essex Wealth Advisory (DBA for LPL business), and dedicates minimal time to Essex Wealth Advisory Holdings, LLC. He also spends minimal time on non-variable insurance.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wachovia Securities, LLCBroker
Wachovia Securities, LLC
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
Dime Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.