AF
AF

Anthony Ferrandino

30 Years of Experience
Broker
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance PlanningCharitable GivingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
336 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

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Location

45 Rockefeller Plaza, Floor 5, New York, NY, 10111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Anthony owns a condo in Hoboken, NJ, which he rents out, dedicating minimal time annually. He also serves as an advisory board member for both the Batten Disease Support & Research Association and Drew's Hope Research Foundation, spending a few hours per week combined on these charitable activities.

Employment History
Current Registrations
Rockefeller Capital Management
October 2025 - Present · 4 mos
Rockefeller Capital Management
October 2024 - Present · 1 yr 4 mos
Rockefeller Financial LLCBroker
October 2024 - Present · 1 yr 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2011 - October 2024 · 12 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2011 - October 2024 · 13 yrs 1 mo
RBC Capital Markets, LLCBroker
February 2008 - April 2011 · 3 yrs 2 mos
RBC Capital Markets CorporationBroker
July 2005 - February 2008 · 2 yrs 7 mos
J.P. Morgan Securities INC.Broker
May 2001 - July 2005 · 4 yrs 2 mos
J.P. Morgan Securities INC.Broker
February 2001 - May 2001 · 3 mos
Chase Securities INC.Broker
February 2000 - February 2001 · 1 yr
Investec Ernst & CompanyBroker
January 1999 - February 2000 · 1 yr 1 mo
E. D. & F. Man International INC.Broker
September 1996 - November 1998 · 2 yrs 2 mos
Oppenheimer & CO., INC.Broker
August 1994 - February 1995 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1993 - July 1994 · 1 yr 1 mo
State Registrations29 states
AZCACOCTDCDEFLGAILINKSMAMDMEMINCNHNJNYOHORPARITNTXVAWAWIWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.