Anthony Ferrandino
Anthony Ferrandino is a registered investment advisor at Rockefeller Capital Management, based in Newtown, PA, with 30 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 6,490 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees vary by strategy, mandate size, and asset class. Equity strategies typically range from 0.50% to 1.5% annually, and fixed income strategies typically range from 0.10% to 0.75% annually. Private equity strategies charge up to 2.0% of committed capital plus carried interest. Fees are negotiable.
Fee Estimator
Location
4 Caufield Place, Suite 101, Newtown, PA, 18940
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Anthony owns a condo in Hoboken, NJ, which he rents out, dedicating minimal time annually. He also serves as an advisory board member for both the Batten Disease Support & Research Association and Drew's Hope Research Foundation, spending a few hours per week combined on these charitable activities.
Employment History
Current Registrations
Rockefeller Capital Management
Rockefeller Financial LLCBroker
Rockefeller Capital Management
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
RBC Capital Markets, LLCBroker
RBC Capital Markets CorporationBroker
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities INC.Broker
Chase Securities INC.Broker
Investec Ernst & CompanyBroker
E. D. & F. Man International INC.Broker
Oppenheimer & CO., INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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