SA
CFP
SA
CFP

Sean Arnold

10 Years of Experience
Newtown, PA
Broker

Sean Arnold is a CFP-designated registered investment advisor at Rockefeller Capital Management, based in Newtown, PA, with 10 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

4 Caufield Place, Suite 101, Newtown, PA, 18940

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sean is the Secretary of the Dickinson College Football Alumni Council. This non-investment related activity takes minimal time.

Employment History
Current Registrations
Rockefeller Capital Management
October 2025 - Present · 9 mos
Rockefeller Capital Management
October 2024 - Present · 1 yr 9 mos
Rockefeller Financial LLCBroker
October 2024 - Present · 1 yr 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2017 - October 2024 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2017 - October 2024 · 7 yrs 7 mos
LPL Financial LLCBroker
November 2016 - March 2017 · 4 mos
LPL Financial LLC
November 2016 - March 2017 · 4 mos
Cuso Financial Services, L.P.
August 2016 - November 2016 · 3 mos
Cuso Financial Services, L.P.Broker
March 2016 - November 2016 · 8 mos
Sei Investments Distribution CO.Broker
May 2015 - March 2016 · 10 mos
State Registrations29 states
AZCACOCTDCDEFLGAILINKSMAMDMEMINCNHNJNYOHORPARITNTXVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Sean Arnold - Financial Advisor | TrueAdvisor