Peter Cox
Peter Cox is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Wilmington, NC, with 32 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1111 Military Cutoff Rd, Ste 251, Wilmington, NC, 28405
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2002Other Business ActivitiesSells Insurance
Peter may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. This activity is insurance-related.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Edward JonesBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.