Scott Yeomans is a registered investment advisor at LPL Financial LLC, based in Faribault, MN, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
900 NW 4th Street, Suite 102, Faribault, MN, 55021
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Scott is an adjunct professor at the University of Northwestern Saint Paul since 2015. This takes a few hours per week, with minimal time spent during securities trading hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Centennial Lakes Capital, INC.Broker
Dain Rauscher IncorporatedBroker
Dain Rauscher IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.