Steven Dombrower
Steven Dombrower is a CFA-designated registered investment advisor at LPL Financial LLC, based in Melville, NY, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
445 Broadhollow Rd. Ste 120, Melville, NY, 11747
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven operates his LPL business under the DBA Professional Wealth Associates, dedicating nearly full-time hours to it. He also spends a few hours per week on non-variable insurance and minimal time on a vacation rental property, and nearly full-time on Janco Planning, Inc. for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
American Portfolios Financial Services, INC.Broker
American Portfolios Advisors, INC
Ascensus Broker Dealer Services, LLCBroker
Ofi Private Investments INC
Oppenheimerfunds Distributor, INC.Broker
Rochdale Investment Management INC.Broker
Occ DistributorsBroker
The Dreyfus Service CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.