JM
JM

John Mayeux

31 Years of Experience
Lafayette, LA
1 DisclosureBroker

John Mayeux is a registered investment advisor at Prospera Financial Services, INC., based in Lafayette, LA, with 31 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.

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Location

312 Doucet Road, Lafayette, LA, 70503

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2000
Denied
Other Business Activities

John volunteers at the Opelousas Pregnancy Center, a non-profit organization. He spends minimal time on this activity, and it is not investment-related.

Employment History
Current Registrations
Prospera Financial Services, INC.Broker
February 2023 - Present · 3 yrs 3 mos
Prospera Financial Services, INC.
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
LPL Financial LLC
November 2014 - February 2021 · 6 yrs 3 mos
Stratos Wealth Partners, LTD
October 2013 - November 2014 · 1 yr 1 mo
LPL Financial LLCBroker
October 2013 - February 2021 · 7 yrs 4 mos
Edward Jones
January 2007 - October 2013 · 6 yrs 9 mos
Edward JonesBroker
June 1994 - October 2013 · 19 yrs 4 mos
Linsco/private Ledger CORP.Broker
November 1993 - June 1994 · 7 mos
Sunamerica Securities, INC.Broker
March 1993 - November 1993 · 8 mos
American Securities Management, INC.Broker
December 1992 - March 1993 · 3 mos
State Registrations3 states
FLLATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.