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Michael Goff

27 Years of Experience
Lafayette, LA
1 DisclosureBroker

Michael Goff is a registered investment advisor at Prospera Financial Services, INC., based in Lafayette, LA, with 27 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.

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Location

330 Settlers Trace Bld, Unit B, Lafayette, LA, 70508

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History

Regulatory History (1)
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Customer Dispute
May 2006
Dismissed
Other Business Activities

Michael owns Railroad Ave V.P. - LLC, a real estate holding company since 2007, and S.M.A.C.C LLC, another real estate holding company since 2005, dedicating minimal time to the latter. He is also a board member of Le Triomphe Home Owners Association, spending minimal time and receiving no compensation.

Employment History
Current Registrations
Prospera Financial Services, INC.Broker
June 2019 - Present · 6 yrs 11 mos
Prospera Financial Services, INC.
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Edward Jones
January 2007 - July 2019 · 12 yrs 6 mos
Edward JonesBroker
September 1998 - July 2019 · 20 yrs 10 mos
State Registrations9 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.