KC
KC
Kenneth Conway
28 Years of Experience
New York, NY
2 DisclosuresBroker
Kenneth Conway is a registered investment advisor at MML Investors Services, LLC, based in New York, NY, with 28 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
420 Lexington Avenue, 25th Floor, Suite 2510, New York, NY, 10170
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
August 2022Customer Dispute
September 2020Settled
Employment History
Current Registrations
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.
March 2009 - March 2017 · 8 yrs
Msi Financial Services, INC.Broker
March 2009 - March 2017 · 8 yrs
Tiaa-Cref Advice and Planning Services
December 2005 - December 2008 · 3 yrs
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2001 - December 2008 · 7 yrs 5 mos
Teachers Personal Investors Services, INC.Broker
August 1997 - July 2001 · 3 yrs 11 mos
State Registrations6 states
FLNCNJNYPASC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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