KJ
KJ
Keith Juengerkes
27 Years of Experience
Southampton, NY
2 DisclosuresBroker
Keith Juengerkes is a registered investment advisor at Wells Fargo Advisors, based in Southampton, NY, with 27 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
Loading...
Location
67 Hampton Rd, Southampton, NY, 11968
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2018Final
Employment Separation After Allegations
October 2007Employment History
Current Registrations
Wells Fargo Advisors
February 2020 - Present · 6 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
December 2015 - Present · 10 yrs 5 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - December 2013 · 1 yr 2 mos
Chase Investment Services CORP.Broker
April 2010 - October 2012 · 2 yrs 6 mos
New Castle Financial Services LLCBroker
September 2008 - August 2009 · 11 mos
Morgan Stanley & CO., IncorporatedBroker
July 2007 - October 2007 · 3 mos
Morgan Stanley & CO., Incorporated
July 2007 - October 2007 · 3 mos
Wachovia Securities, LLC
September 2006 - July 2007 · 10 mos
Wachovia Securities, LLCBroker
March 2005 - July 2007 · 2 yrs 4 mos
Chase Investment Services CORP.Broker
July 2003 - March 2005 · 1 yr 8 mos
Bear, Stearns Securities CORP.Broker
July 2002 - April 2003 · 9 mos
Bear, Stearns & CO. INC.Broker
April 2000 - April 2003 · 3 yrs
TD Waterhouse Investor Services, INC.Broker
October 1995 - March 2000 · 4 yrs 5 mos
Investors Associates, INC.Broker
August 1994 - May 1995 · 9 mos
Smith Barney INC.Broker
March 1994 - September 1994 · 6 mos
State Registrations8 states
ARFLMANJNYOKUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.