JC
JC
Jose Cetale is a registered investment advisor at Morgan Stanley, based in San Diego, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
101 West Broadway, Suite 1800, San Diego, CA, 92101
Get directionsHistory
Regulatory History (2)
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Customer Dispute
August 2012Denied
Customer Dispute
December 2002Settled
Employment History
Current Registrations
Morgan Stanley
April 2021 - Present · 5 yrs 1 mo
Morgan StanleyBroker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2011 - April 2021 · 10 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
January 2011 - April 2021 · 10 yrs 3 mos
Wells Fargo Investments, LLC
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Investments, LLCBroker
May 2001 - January 2011 · 9 yrs 8 mos
Wells Fargo Securities INC.Broker
November 1993 - May 2001 · 7 yrs 6 mos
Marketing One Securities, INC.Broker
January 1993 - November 1993 · 10 mos
State Registrations8 states
CACOFLMDNCNVNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.