Robert Hart is a registered investment advisor at Morgan Stanley, based in Sea Girt, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2150 Highway 35, Suite 200, Sea Girt, NJ, 08750
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Regulatory History (3)
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Customer Dispute
April 2019Award / Judgment
Customer Dispute
April 2003Denied
Customer Dispute
July 2002Denied
Other Business Activities
Robert has a 33% ownership stake in Healthy Hart Fitness LLC, a health club, since 2015. He spends a few hours per week on this non-investment related activity.
Employment History
Current Registrations
Morgan Stanley
December 2017 - Present · 8 yrs 5 mos
Morgan StanleyBroker
December 2017 - Present · 8 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2012 - December 2017 · 5 yrs 3 mos
Wells Fargo Clearing Services, LLC
September 2012 - December 2017 · 5 yrs 3 mos
RBC Capital Markets, LLC
April 2008 - October 2012 · 4 yrs 6 mos
RBC Capital Markets, LLCBroker
April 2008 - October 2012 · 4 yrs 6 mos
UBS Financial Services INC.
September 2004 - April 2008 · 3 yrs 7 mos
UBS Financial Services INC.Broker
September 2004 - April 2008 · 3 yrs 7 mos
Morgan Stanley
July 2002 - September 2004 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
July 1994 - September 2004 · 10 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1993 - July 1994 · 1 yr 5 mos
Equico Securities, INC.Broker
February 1993 - July 1994 · 1 yr 5 mos
State Registrations44 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKYLAMAMDMEMIMNMTNCNHNJNMNVNYOHOKORPARISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.