Robert Smith
Robert Smith is a registered investment advisor at MML Investors Services, LLC, based in Tampa, FL, with 33 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
4830 W. Kennedy Blvd, Suite 800, Tampa, FL, 33609-2557
Get directionsHistory
Regulatory History (2)
Customer Dispute
December 2022Financial
June 2016Other Business ActivitiesSells Insurance
Robert is an agent for Code Smith Benefits, dealing with health, group life, and group health insurance since 2008. This takes about a quarter of his time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.