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Robert Smith

33 Years of Experience
Tampa, FL
1 DisclosureBrokerSells Insurance

Robert Smith is a registered investment advisor at MML Investors Services, LLC, based in Tampa, FL, with 33 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

4830 W. Kennedy Blvd, Suite 800, Tampa, FL, 33609-2557

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2022
Settled
Other Business ActivitiesSells Insurance

Robert is an agent for Code Smith Benefits, dealing with health, group life, and group health insurance since 2008. This takes about a quarter of his time.

Employment History
Current Registrations
MML Investors Services, LLC
February 1993 - Present · 33 yrs 8 mos
MML Investors Services, LLCBroker
February 1993 - Present · 33 yrs 8 mos
State Registrations13 states
CTFLGAINMINCNYPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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