MP
MP
Matthew Phillips
32 Years of Experience
San Antonio, TX
1 DisclosureBroker
Matthew Phillips is a registered investment advisor at Morgan Stanley, based in San Antonio, TX, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
7600 Broadway, Suite 100, San Antonio, TX, 78209
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2010Employment History
Current Registrations
Morgan Stanley
September 2011 - Present · 14 yrs 8 mos
Morgan Stanley
September 2011 - Present · 14 yrs 8 mos
Morgan StanleyBroker
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
Raymond James & Associates, INC.
January 2011 - August 2011 · 7 mos
Raymond James & Associates, INC.Broker
October 2010 - August 2011 · 10 mos
UBS Financial Services INC.
September 1999 - August 2010 · 10 yrs 11 mos
UBS Financial Services INC.Broker
September 1999 - August 2010 · 10 yrs 11 mos
Everen Securities, INC.Broker
February 1997 - October 1999 · 2 yrs 8 mos
Smith Barney INC.Broker
July 1993 - February 1997 · 3 yrs 7 mos
Lehman Brothers INC.Broker
March 1993 - July 1993 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.