BC
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Bobby Cowand

33 Years of Experience
Austin, TX
5 DisclosuresBrokerSells Insurance

Bobby Cowand is a registered investment advisor, based in Austin, TX, with 33 years of industry experience. Bobby is also registered as a broker, so some compensation may come from commissions on products sold.

Location

Austin, TX

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016
Settled
Customer Dispute
June 2006
Closed-No Action
Customer Dispute
August 1998
Settled
Customer Dispute
November 1997
Settled
Employment Separation After Allegations
August 1994
Other Business ActivitiesSells Insurance

Bobby is the CEO/President of Airbubbles LLC, involved in aviation, and owns Regal Rooms LLC (leasing space) and Regal Waves LLC (recording/broadcasting). He also works full-time for Realta Investment Advisors, Inc. and Cowand Wealth Management, and spends a few hours per week as an insurance agent.

Employment History
Current Registrations
Realta Investment Advisors, INC
January 2018 - Present · 8 yrs 9 mos
Realta Equities, INC.Broker
January 2018 - Present · 8 yrs 9 mos
Previous Registrations
Cary Street Partners
November 2013 - March 2018 · 4 yrs 4 mos
Cary Street PartnersBroker
November 2013 - March 2018 · 4 yrs 4 mos
Riverstone Wealth Management
January 2004 - December 2013 · 9 yrs 11 mos
Riverstone Wealth Management, INC.Broker
March 1996 - December 2013 · 17 yrs 9 mos
Bluebonnet Securities, INC.Broker
June 1995 - March 1996 · 9 mos
H.J. Meyers & CO., INC.Broker
August 1994 - May 1995 · 9 mos
Dickinson & CO.Broker
February 1993 - September 1994 · 1 yr 7 mos
State Registrations19 states
ARAZCACOFLGAILMNMONCNDNHNJNYOKTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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