Robert Brockland
Robert Brockland is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Morganton, NC, with 28 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
207 E. Union St., Po Box 1786, Morganton, NC, 28655
Get directionsHistory
Regulatory History (1)
Judgment / Lien
October 2009Other Business ActivitiesSells Insurance
Robert is an independent insurance agent for various insurance companies. He also serves as a board member for Western Piedmont Home Builders Assoc, is an advisory rep of a RIA (CIRA), and a managing member of Den-Rob Properties LLC, McGimpsey Farm Property, L.L.C., and Riverwoods LLC. He also serves as a board member for Rob Brockland.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Intersecurities, INC.
Intersecurities, INC.Broker
Washington Square Securities, INC.Broker
Washington Square Securities, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.