Alan Weingarten
Alan Weingarten is a registered investment advisor at Comprehensive Capital Management, INC., based in Lynbrook, NY, with 33 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 2,334 clients with $78M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.95% |
Annual fees generally range from 0.25% to 2.95% of assets under management. Each advisor is free to establish their own fee rates within these parameters and negotiate with clients.
Fee Estimator
Location
700 Merrick Road, Lynbrook, NY, 11563
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alan is the owner/operator of Weingarten Financial Funding, providing pre-settlement funding of lawsuits, dedicating about a quarter of his time. He also works as an investment advisor for Comprehensive Capital Management, spending a few hours per week on this role.
Employment History
Current Registrations
Comprehensive Capital Management, INC.
Apw Capital, INC.
Apw Capital, INC.Broker
Previous Registrations
Cambridge Investment Research, INC.Broker
American Portfolios Financial Services, INC.Broker
Wise Planning CORP.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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