Wendy Staudenheimer is a registered investment advisor, based in Louisville, KY, with 23 years of industry experience.
Location
7511 New La Grange Road, Louisville, KY, 40222
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Securities, INC.Broker
March 2022 - Present · 4 yrs 2 mos
Sanctuary Advisors, LLC
March 2022 - Present · 4 yrs 2 mos
Previous Registrations
Raymond James & Associates, INC.
March 2018 - February 2022 · 3 yrs 11 mos
Raymond James & Associates, INC.Broker
March 2018 - February 2022 · 3 yrs 11 mos
Morgan Stanley
November 2017 - March 2018 · 4 mos
Morgan StanleyBroker
November 2017 - March 2018 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2012 - November 2017 · 5 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2012 - November 2017 · 5 yrs
UBS Financial Services INC.
August 2011 - November 2012 · 1 yr 3 mos
UBS Financial Services INC.Broker
August 2011 - November 2012 · 1 yr 3 mos
PNC Investments
March 2011 - August 2011 · 5 mos
PNC InvestmentsBroker
March 2011 - August 2011 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2005 - March 2011 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2002 - March 2011 · 9 yrs 1 mo
State Registrations2 states
FLKY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.