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Tony Pruitt

30 Years of Experience
St. Petersburg, FL
1 DisclosureBroker

Tony Pruitt is a registered investment advisor at Private Advisor Group, LLC, based in St. Petersburg, FL, with 30 years of industry experience. Tony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

St. Petersburg, FL

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History

Regulatory History (1)
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Employment Separation After Allegations
March 2012
Other Business Activities

Tony works as a registered investment advisor with Private Advisor Group, providing financial planning and asset management. He also operates Pruitt Wealth as a DBA for his LPL business and Private Advisor Group. Tony's spouse also has a home-based business, but he spends no time on it.

Employment History
Current Registrations
Private Advisor Group, LLC
August 2012 - Present · 14 yrs 2 mos
LPL Financial LLCBroker
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Wells Fargo Advisors, LLC
December 2011 - April 2012 · 4 mos
Wells Fargo Advisors, LLCBroker
December 2011 - April 2012 · 4 mos
Deutsche Bank Securities INC.
September 2005 - January 2012 · 6 yrs 4 mos
Deutsche Bank Securities INC.Broker
September 2005 - January 2012 · 6 yrs 4 mos
A. G. Edwards & Sons, INC.
May 2003 - September 2005 · 2 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
July 1995 - September 2005 · 10 yrs 2 mos
State Registrations14 states
AKCACOCTFLGAMDMEMSNYORSCTNWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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