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James Clarren

American Trust Investment Services Advisory, INC.
31 Years of Experience
Austin, TX
1 DisclosureBrokerSells Insurance
View SEC Summary
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James Clarren is a registered investment advisor at American Trust Investment Services Advisory, INC., based in Austin, TX, with 31 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Tax Planning. Their firm serves 51 clients with $5.5M in assets under management.

American Trust Investment Services Advisory, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
51 clients
Average Client Portfolio
$108K average
Assets Under Management
$5.5M

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)

ATISAI offers investment advisory services with fees based on a percentage of your portfolio's value. The percentage varies depending on the size and complexity of your portfolio. Fees are billed monthly in arrears and deducted from your account.

Plan A (ATRAM) & Plan B (ATMAP):

  • $100,000 - $250,000: 2.00%
  • $250,001 - $500,000: 1.90%
  • $500,001 - $1,000,000: 1.75%
  • $1,000,001 - $2,500,000: 1.50%
  • $2,500,001 - $5,000,000: 1.25%
  • $5,000,001 - $10,000,000: 1.00%
  • $10,000,001 and over: Negotiated

Accounts less than $100,000 may be accepted at the company's discretion, with a maximum fee rate of 2.00%.

Plan C (Third-Party Money Managers): Fees are negotiated directly with the third-party advisor, but the combined fees for ATISAI and the third-party manager will not exceed 2.00%.

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Location

Austin, TX

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

The filing mentions "FIXED INSURANCE" which implies James is involved in selling fixed insurance products.

Employment History
Current Registrations
American Trust Investment Services Advisory, INC.
August 2023 - Present · 3 yrs 2 mos
American Trust Investment Services, INC.
January 2015 - Present · 11 yrs 9 mos
American Trust Investment Services, INC.Broker
January 2015 - Present · 11 yrs 9 mos
Chicago Capital Management Advisors, LLC
September 2014 - Present · 12 yrs 1 mo
Previous Registrations
Lasalle St. Investment Advisors, L.L.C.
January 2011 - December 2014 · 3 yrs 11 mos
Lasalle St Securities, L.L.C.Broker
May 2002 - December 2014 · 12 yrs 7 mos
Jwgenesis Financial Services, INC.Broker
June 2000 - November 2000 · 5 mos
Concept 10 INC.Broker
March 2000 - April 2000 · 1 mo
Access Financial Group, INC.Broker
November 1997 - November 1999 · 2 yrs
H.J. Meyers & CO., INC.Broker
May 1995 - November 1997 · 2 yrs 6 mos
Joseph Roberts & CO., INC.Broker
July 1993 - May 1995 · 1 yr 10 mos
Chatfield Dean & CO., INC.Broker
March 1993 - July 1993 · 4 mos
State Registrations20 states
AZCACODEFLILINMAMDMINCNJNVNYSCTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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