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Jason Sanders

32 Years of Experience
Garden City, NY
2 DisclosuresBroker

Jason Sanders is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2001
Final
Customer Dispute
June 1999
Denied
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 4 mos
Morgan StanleyBroker
May 2011 - Present · 15 yrs 4 mos
Previous Registrations
Chase Investment Services CORP.
May 2005 - June 2011 · 6 yrs 1 mo
Chase Investment Services CORP.Broker
September 2004 - June 2011 · 6 yrs 9 mos
Maxim Group LLCBroker
October 2002 - September 2004 · 1 yr 11 mos
Investec Ernst & CompanyBroker
September 2002 - October 2002 · 1 mo
Vfinance Investments, INCBroker
January 2002 - October 2002 · 9 mos
Vfinance InvestmentsBroker
November 1999 - January 2002 · 2 yrs 2 mos
Ladenburg, Thalmann & CO., INC.Broker
February 1997 - December 1999 · 2 yrs 10 mos
Gruntal & CO. IncorporatedBroker
June 1995 - February 1997 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1995 - May 1995 · 4 mos
Lehman Brothers INC.Broker
May 1993 - March 1995 · 1 yr 10 mos
State Registrations45 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jason Sanders - Financial Advisor | TrueAdvisor