Gerald Ariyan is a registered investment advisor at Ashton Thomas Securities, LLC, based in Rochester, NY, with 31 years of industry experience. Gerald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 2,599 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ashton Thomas Securities offers investment management services where you pay an annual percentage of your account value. The exact percentage depends on the specific program you choose. These programs include FB Advisory, Managed ETF Portfolios, and Morningstar Managed Portfolios. Fees are billed monthly or quarterly in advance, depending on the program. Additional expenses may include brokerage trading costs and custodial fees for retirement accounts. Wrap fee programs bundle investment advisory, trade execution, custody, and reporting fees into a single annual fee.
Location
200 Canal View Blvd., Ste. 204, Rochester, NY, 14623
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Gerald is involved in several investment-related activities, including reviewing portfolio recommendations for the Dadourian Foundation, serving as an Independent Director and Chairman of the Investment Committee for Mass Mutual Trust Co., and acting as CEO of Arax Investment Partners. He also holds chairman positions at Ashton Thomas Private Wealth, U.S. Capital Wealth Advisors, and Norte Advisors, and has passive ownership in commercial properties and other ventures.
Employment History
Current Registrations
Ashton Thomas Securities, LLCBroker
Ashton Thomas Securities, LLC
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Deutsche Bank Securities INC.
Deutsche Bank Securities INC.Broker
Deutsche Bank Securities INC.
Db Alex. Brown LLCBroker
Alex. Brown & Sons IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.