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Brett Macauley

Ameriprise Financial Services, LLC
33 Years of Experience
Roseville, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Brett Macauley is a registered investment advisor at Ameriprise Financial Services, LLC, based in Roseville, CA, with 33 years of industry experience. Brett is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2260 Douglas Blvd Ste 200, Roseville, CA, 95661

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2012
Settled
Customer Dispute
February 2012
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brett owns multiple single-family real estate properties and is an independent insurance broker for companies like Anthem Blue Cross, Blue Shield of CA, and Kaiser Permanente. He also owns AME Management and Consulting, LLC, MAMRE, LLC, PAMFI, LLC, and PAMTI, LLC, and works as an associate franchise consultant for Megabranch, Inc. and Key Management Group, Inc., dedicating about 10-20% of his time to each consulting role.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
January 2003 - Present · 23 yrs 9 mos
Ameriprise Financial Services, LLC
January 2003 - Present · 23 yrs 9 mos
Ameriprise Financial Services, LLC
January 2003 - Present · 23 yrs 9 mos
Previous Registrations
Ids Life Insurance CompanyBroker
January 2003 - July 2006 · 3 yrs 6 mos
Franklin/templeton Distributors, INC.Broker
December 2000 - December 2002 · 2 yrs
Pruco Securities CorporationBroker
October 1998 - November 2000 · 2 yrs 1 mo
Ids Life Insurance CompanyBroker
July 1993 - July 1998 · 5 yrs
American Express Financial Advisors INC.Broker
July 1993 - July 1998 · 5 yrs
First Investors CorporationBroker
March 1993 - July 1993 · 4 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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