TC
CFP
TC
CFP

Thomas Chandler

33 Years of Experience
Roseville, CA
2 DisclosuresBroker

Thomas Chandler is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Roseville, CA, with 33 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

1420 Rocky Ridge Dr, Ste 200, Roseville, CA, 95661

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History

Regulatory History (2)
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Customer Dispute
April 2025
Pending
Civil
September 2014
Final
Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2014 - Present · 11 yrs 9 mos
Ameriprise Financial Services, LLCBroker
August 2014 - Present · 11 yrs 9 mos
Ameriprise Financial Services, LLC
August 2014 - Present · 11 yrs 9 mos
Previous Registrations
Hanson Mcclain Strategic Advisors, INC.
August 2011 - June 2012 · 10 mos
Hanson Mcclain SecuritiesBroker
January 2008 - September 2014 · 6 yrs 8 mos
Hanson Mcclain Advisors
February 2001 - September 2014 · 13 yrs 7 mos
Securities America, INC.Broker
September 1999 - December 2007 · 8 yrs 3 mos
Painewebber IncorporatedBroker
October 1998 - September 1999 · 11 mos
Olde Discount CorporationBroker
October 1993 - October 1998 · 5 yrs
Gore-Horvath, INC.Broker
March 1993 - October 1993 · 7 mos
State Registrations20 states
ALARAZCACOFLGAIDMANCNMNVNYOKORSDTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Chandler - Financial Advisor | TrueAdvisor