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Timothy Riley

Ameriprise Financial Services, LLC
30 Years of Experience
Roseville, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Timothy Riley is a registered investment advisor at Ameriprise Financial Services, LLC, based in Roseville, CA, with 30 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1420 Rocky Ridge Dr, Ste 200, Roseville, CA, 95661

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
May 2007
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Timothy is involved in several business activities, including serving as a board member for a non-profit, owning property, managing a family foundation, and running an advisory services business. He also researches and recommends insurance and annuity products, and sells equity indexed annuities through Avantax Insurance Services and/or Avantax Insurance Agency, dedicating a few hours per week to these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2025 - Present · 1 yr 2 mos
Ameriprise Financial Services, LLC
August 2025 - Present · 1 yr 2 mos
Ameriprise Financial Services, LLCBroker
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Avantax Advisory Services
August 2002 - September 2025 · 23 yrs 1 mo
Avantax Investment Services, INC.Broker
October 1995 - September 2025 · 29 yrs 11 mos
State Registrations16 states
AKARAZCAFLGAHIIDINKYNCOHORTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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