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Theodore Coleman is a registered investment advisor at Morgan Stanley, based in Seattle, WA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
601 Union Street, Two Union Square, Suite 5200, Seattle, WA, 98101
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2008Settled
Other Business Activities
Theodore acts as a Power of Attorney (POA) in Pasadena, California, since November 2022. This investment-related activity takes a few hours per week outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2013 - Present · 12 yrs 11 mos
Morgan StanleyBroker
June 2013 - Present · 12 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
January 1996 - June 2013 · 17 yrs 5 mos
UBS Financial Services INC.Broker
January 1995 - June 2013 · 18 yrs 5 mos
Kidder, Peabody & CO. IncorporatedBroker
July 1994 - January 1995 · 6 mos
State Registrations21 states
AZCADCFLHIIDMAMDMIMOMTNCNHNVNYORSCUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.