Timothy Bain
Timothy Bain is a registered investment advisor at Spark Asset Management Group, based in Denver, NC, with 32 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 37 clients with $13M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum advisory fee is 2% annually, which may be negotiable. Fees are exclusive of custodian transaction charges, operating expenses, and brokerage commissions.
Fee Estimator
Location
Denver, NC
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2005Other Business ActivitiesSells Insurance
Timothy teaches music lessons, sells retail merchandise, and provides consulting as corporate secretary and part owner of Music 49 Inc. He also manages client portfolios as an investment advisor and managing member of Spark Asset Group, and serves as CFO/VP-Member for Elledge, Bain, Sides, LLC, where he oversees financials and sells fixed insurance products.
Employment History
Current Registrations
Spark Asset Management Group
Stonex Securities INC.Broker
Previous Registrations
Jbs Liberty Securities, INC.Broker
Synergy Investment Group, LLC
Synergy Investment Group, LLCBroker
Linsco/private Ledger CORP.Broker
Edward D. Jones & CO., L.P.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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