CR
CR

Christopher Rieger

32 Years of Experience
Newport Beach, CA
Broker

Christopher Rieger is a registered investment advisor at A.G.P / Alliance Global Partners, based in Newport Beach, CA, with 32 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable and range up to 3% for the Portfolio Adviser II and EPC programs, up to 2% for the Wrap Fee Program, and up to 2.5% for other third-party management programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1201 Dove Street, Suite 200, Newport Beach, CA, 92660

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
A.G.P / Alliance Global Partners
July 2009 - Present · 17 yrs 3 mos
A.G.P. / Alliance Global PartnersBroker
January 2004 - Present · 22 yrs 9 mos
Previous Registrations
UBS Financial Services INC.Broker
June 2001 - July 2003 · 2 yrs 1 mo
UBS Financial Services INC.
July 1997 - July 2003 · 6 yrs
Salomon Smith Barney INC.Broker
November 1995 - July 2001 · 5 yrs 8 mos
Dean Witter Reynolds INC.Broker
June 1994 - November 1995 · 1 yr 5 mos
Columbus Financial, INC.Broker
October 1993 - May 1994 · 7 mos
Columbus Financial, INC.Broker
July 1993 - October 1993 · 3 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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