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Robert Sullivan

Raymond James Financial Services Advisors, INC
32 Years of Experience
Carrollton, GA
1 DisclosureBroker
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Robert Sullivan is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Carrollton, GA, with 32 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

119 Maple Street, Suite 314, Carrollton, GA, 30117

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert is a co-owner of Henry Miller LLC since 2016 and a partner/owner of Partners Financial Group since 2019. He dedicates about half of his time to each of these support company businesses.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 9 mos
Raymond James Financial Services, INC.Broker
August 2006 - Present · 20 yrs 2 mos
Previous Registrations
Raymond James Financial Services
October 2006 - January 2009 · 2 yrs 3 mos
Wachovia Securities, LLCBroker
August 2005 - August 2006 · 1 yr
Bb&t Investment Services, INC.Broker
December 2001 - August 2005 · 3 yrs 8 mos
Raymond James Financial Services, INC.Broker
October 1999 - December 2001 · 2 yrs 2 mos
Mony Securities CORP.Broker
September 1997 - February 1999 · 1 yr 5 mos
Pruco Securities CorporationBroker
June 1993 - August 1997 · 4 yrs 2 mos
State Registrations6 states
ALFLGAILINNC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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