William Rohwer
William Rohwer is a registered investment advisor at LPL Financial LLC, based in Fort Wayne, IN, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
10633 Coldwater Rd, Fort Wayne, IN, 46845
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2002Other Business Activities
William operates under the DBA 1st Source Asset Advisors for his LPL business since 2011. He also owns several restaurants, including multiple Moe's Southwest Grill locations and Core Life Eatery franchises, dedicating minimal time to these ventures.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Uvest Financial Services Group, INC.Broker
Uvest Financial Services Group, INC.
PNC Investments
PNC InvestmentsBroker
Natcity Investments, INC.
Natcity Investments, INC.Broker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Mcdonald Investments INC.Broker
Key Investments INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.